-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/9FA2aG2e4nLJuuVaHewruwB1ElMFb3HV1rGagQbuZXPfCOA620btf0R2Pztwdj f/+rBMJIEJgfebQsJDYBFw== 0000905148-03-003787.txt : 20031030 0000905148-03-003787.hdr.sgml : 20031030 20031030142755 ACCESSION NUMBER: 0000905148-03-003787 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031030 GROUP MEMBERS: DAVID J. MATLIN GROUP MEMBERS: MARK R. PATTERSON GROUP MEMBERS: MATLINPATTERSON ASSET MANAGEMENT LLC. GROUP MEMBERS: MATLINPATTERSON GLOBAL ADVISERS LLC. GROUP MEMBERS: MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA) L.P. GROUP MEMBERS: MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P. GROUP MEMBERS: MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS L.P. GROUP MEMBERS: MATLINPATTERSON GLOBAL PARTNERS LLC GROUP MEMBERS: MATLINPATTERSON LLC FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS LP CENTRAL INDEX KEY: 0001203389 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 651 9500 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ICG COMMUNICATIONS INC /DE/ CENTRAL INDEX KEY: 0001013240 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 841342022 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47577 FILM NUMBER: 03966269 BUSINESS ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: PO BOX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: 3034145643 MAIL ADDRESS: STREET 1: 161 INVERNESS DRIVE WEST STREET 2: P O OX 6742 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: ICG HOLDINGS CANADA CO DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: ICG COMMUNICATIONS INC DATE OF NAME CHANGE: 19960430 SC 13G/A 1 efc3-1630fmsc13ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (RULE 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 1)* ICG Communications, Inc. ____________________________________________________________ (Name of Issuer) Common Stock, par value $0.01 per share _____________________________________________________________ (Title of Class of Securities) 449246206 _____________________________________________________________ (CUSIP Number) Robert Weiss MatlinPatterson LLC 520 Madison Avenue New York, New York 10022 Telephone: (212) 651-9525 ----------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 19, 2003 ______________________________________________________________________________ (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) _______________________ *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- ---------------------------------------- -------------------------------------- CUSIP NO. 449246206 13G Page 2 of 28 PAGES - ---------------------------------------- -------------------------------------- - ---------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson LLC - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) HC - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 3 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Asset Management LLC - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) HC - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 4 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Global Opportunities Partners L.P. - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) PN - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 5 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Global Opportunities Partners B, L.P. - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 0 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.11% as of June 23, 2003. 0% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) PN - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 6 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Global Opportunities Partners (Bermuda) L.P. - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 0 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.2% as of June 23, 2003. 0% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) PN - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 7 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Global Partners LLC - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) HC - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 8 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) MatlinPatterson Global Advisers LLC - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IA - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 9 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) David J. Matlin - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN - ----------------------------------------------------------------------------------------------------------------------- - ---------------------------------------- --------------------------------------- CUSIP NO. 449246206 13G Page 10 of 28 PAGES - ---------------------------------------- --------------------------------------- - ----------------------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Mark R. Patterson - ----------------------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - ----------------------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ----------------------------------------------------------------------------------------------------------------------- 5. SOLE VOTING POWER NUMBER OF 0 SHARES BENEFICIALLY ---------------------------------------------------------------------------------------------- OWNED EACH 6. SHARED VOTING POWER REPORTING PERSON 63,443 WITH ---------------------------------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER 63,443 - ----------------------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 63,443 - ----------------------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - ----------------------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% as of June 23, 2003. 0.8% as of the time of filing. - ----------------------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN - -----------------------------------------------------------------------------------------------------------------------
- ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 11 of 28 PAGES - ---------------------- ---------------------- Pursuant to Rule 13d-2 promulgated under the Securities Exchange Act of 1934, as amended, the undersigned are hereby filing this Amendment No. 1 to the Schedule 13G filed on May 15, 2003 by MatlinPatterson LLC ("Matlin Patterson"), a Delaware limited liability company, MatlinPatterson Asset Management LLC ("Matlin Asset Management"), a Delaware limited liability company, MatlinPatterson Global Opportunities Partners L.P. ("Matlin Partners Delaware"), a Delaware limited partnership, MatlinPatterson Global Opportunities Partners B, L.P. ("MatlinPartners B"), a Delaware limited partnership, MatlinPatterson Global Opportunities Partners (Bermuda) L.P. ("Matlin Partners Bermuda"), a Bermuda limited partnership, MatlinPatterson Global Partners LLC ("MatlinPatterson Global Partners"), MatlinPatterson Global Advisers LLC ("Matlin Advisers"), a Delaware limited liability company, David J. Matlin and Mark R. Patterson (collectively, "Reporting Persons") with the United States Securities and Exchange Commission relating to the common stock, par value $0.01 per share, of ICG Communications, Inc., (the "Issuer"), a Delaware corporation, to disclose that the Reporting Persons, through a series of trades, have reduced to zero their beneficial ownership of the common stock of the Issuer (the "Issuer Common Stock"). In addition, as of the filing date, Matlin Patterson, Matlin Partners Delaware, Matlin Asset Management, MatlinPatterson Global Partners, Matlin Advisers, David J. Matlin and Mark R. Patterson own 63,443 warrants to purchase shares of Issuer Common Stock. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 12 of 28 PAGES - ---------------------- ---------------------- ITEM 1. (a) The name of the Issuer is ICG Communications, Inc. (the "Issuer"). (b) The principal executive office of the Issuer is located at 161 Inverness Drive West, Englewood, Colorado 80112. ITEM 2(a). NAMES OF PERSONS FILING. (1) MatlinPatterson LLC. See Schedule I. (2) MatlinPatterson Asset Management LLC. (3) MatlinPatterson Global Opportunities Partners L.P. (4) MatlinPatterson Global Opportunities Partners B, L.P. (5) MatlinPatterson Global Opportunities Partners (Bermuda) L.P. (6) MatlinPatterson Global Partners LLC. (7) MatlinPatterson Global Advisers LLC. (8) David J. Matlin. (9) Mark R. Patterson. ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE (1) MatlinPatterson LLC 520 Madison Avenue New York, New York 10022 (2) MatlinPatterson Asset Management LLC 520 Madison Avenue New York, New York 10022 (3) MatlinPatterson Global Opportunities Partners L.P. 520 Madison Avenue New York, New York 10022 (4) MatlinPatterson Global Opportunities Partners B, L.P. c/o MatlinPatterson Global Partners LLC 520 Madison Avenue New York, New York 10022 (5) MatlinPatterson Global Opportunities Partners (Bermuda) L.P. c/o MatlinPatterson Global Partners LLC 520 Madison Avenue - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 13 of 28 PAGES - ---------------------- ---------------------- New York, New York 10022 (6) MatlinPatterson Global Partners LLC 520 Madison Avenue New York, New York 10022 (7) MatlinPatterson Global Advisers LLC 520 Madison Avenue New York, New York 10022 (8) David J. Matlin 520 Madison Avenue New York, New York 10022 (9) Mark R. Patterson 520 Madison Avenue New York, New York 10022 ITEM 2(c). CITIZENSHIP (1) Delaware (2) Delaware (3) Delaware (4) Delaware (5) Bermuda (6) Delaware (7) Delaware (8) United States of America (9) United States of America ITEM 2(d). TITLE OF CLASS OF SECURITIES This Statement relates to shares of Common Stock, $.01 par value, of the Issuer ITEM 2(e). CUSIP Number 449246206 - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 14 of 28 PAGES - ---------------------- ---------------------- ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO ss. ss. 240.13D-1(b) or 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance with ss. 240.13d 1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with ss. 240.13d 1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with ss. 240.13d 1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). ITEM 4. OWNERSHIP (a) Amount beneficially owned: (1) See response to Item 9 on page 2. (2) See response to Item 9 on page 3. (3) See response to Item 9 on page 4. (4) See response to Item 9 on page 5. (5) See response to Item 9 on page 6. (6) See response to Item 9 on page 7. (7) See response to Item 9 on page 8. (8) See response to Item 9 on page 9. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 15 of 28 PAGES - ---------------------- ---------------------- (9) See response to Item 9 on page 10. The amounts reported for MatlinPatterson Global Opportunities Partners B, L.P. and for MatlinPatterson Global Opportunities Partners (Bermuda) L.P. reflect participation interests by those entities in the shares of Issuer Common Stock beneficially owned by MatlinPatterson Global Opportunities Partners L.P and direct ownership interests in the shares of Issuer Common Stock. (b) Percent of class: (1) See response to Item 11 on page 2. (2) See response to Item 11 on page 3. (3) See response to Item 11 on page 4. (4) See response to Item 11 on page 5. (5) See response to Item 11 on page 6. (6) See response to Item 11 on page 7. (7) See response to Item 11 on page 8. (8) See response to Item 11 on page 9. (9) See response to Item 11 on page 10. The percentages disclosed on this schedule are based on 8,000,000 shares of Issuer Common Stock issued and outstanding, as reported in the Issuer's Quarterly Report on Form 10-Q, filed on August 14, 2003, and assuming exercise of the warrants held by Reporting Persons. (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: (1) See response to Item 5 on page 2. (2) See response to Item 5 on page 3. (3) See response to Item 5 on page 4. (4) See response to Item 5 on page 5. (5) See response to Item 5 on page 6. (6) See response to Item 5 on page 7. (7) See response to Item 5 on page 8. (8) See response to Item 5 on page 9. (9) See response to Item 5 on page 10. (ii) Shared power to vote or to direct the vote: (1) See response to Item 6 on page 2. (2) See response to Item 6 on page 3. (3) See response to Item 6 on page 4. (4) See response to Item 6 on page 5. (5) See response to Item 6 on page 6. (6) See response to Item 6 on page 7. (7) See response to Item 6 on page 8. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 16 of 28 PAGES - ---------------------- ---------------------- (8) See response to Item 6 on page 9. (9) See response to Item 6 on page 10. (iii) Sole power to dispose or to direct the disposition of: (1) See response to Item 7 on page 2. (2) See response to Item 7 on page 3. (3) See response to Item 7 on page 4. (4) See response to Item 7 on page 5. (5) See response to Item 7 on page 6. (6) See response to Item 7 on page 7. (7) See response to Item 7 on page 8. (8) See response to Item 7 on page 9. (9) See response to Item 7 on page 10. (iv) Shared power to dispose or to direct the disposition of: (1) See response to Item 8 on page 2. (2) See response to Item 8 on page 3. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 17 of 28 PAGES - ---------------------- ---------------------- (3) See response to Item 8 on page 4. (4) See response to Item 8 on page 5. (5) See response to Item 8 on page 6. (6) See response to Item 8 on page 7. (7) See response to Item 8 on page 8. (8) See response to Item 8 on page 9. (9) See response to Item 8 on page 10. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date thereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following /X/. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. Inapplicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON. (1) See Schedule I. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Inapplicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Inapplicable ITEM 10. CERTIFICATION. Inasmuch as the reporting persons are no longer the beneficial owners of more than five percent of the number of shares outstanding, the reporting persons have no further reporting obligation under Section 13(d) of the Securities Exchange Act of 1934, as amended, and the reporting persons have no obligation to amend this filing if any material change occurs in the facts set forth herein. By signing below, the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 18 of 28 PAGES - ---------------------- ---------------------- purpose or effect. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 19 of 28 PAGES - ---------------------- ---------------------- SCHEDULE I This Schedule 13G is being filed by David J. Matlin, Mark R. Patterson, MatlinPatterson LLC ("MatlinPatterson"), a limited liability company organized under the laws of Delaware, MatlinPatterson Asset Management LLC ("Matlin Asset Management"), a limited liability company organized under the laws of Delaware, MatlinPatterson Global Advisers LLC ("Matlin Advisers"), a limited liability company organized under the laws of Delaware, MatlinPatterson Global Partners LLC ("MatlinPatterson Partners"), a limited liability company organized under the laws of Delaware, MatlinPatterson Global Opportunities Partners L.P. ("Matlin Partners Delaware"), a limited partnership organized under the laws of Delaware, MatlinPatterson Global Opportunities Partners (Bermuda) L.P. ("Matlin Partners Bermuda" and, together with Matlin Partners Delaware, "Matlin Partners"), an exempted limited partnership organized under the laws of Bermuda and MatlinPatterson Global Opportunities Partners B, L.P. ("MatlinPartners B"), a limited partnership organized under the laws of Delaware. David J. Matlin and Mark R. Patterson each own 50% of the membership interests of MatlinPatterson. The principal business of MatlinPatterson is acting as the sole and managing member of Matlin Asset Management. The principal business of Matlin Asset Management is acting as sole and managing member of Matlin Advisers and MatlinPatterson Partners. The principal business of MatlinPatterson Partners is acting as general partner of Matlin Partners Delaware, Matlin Partners Bermuda and MatlinPartners B. Matlin Advisers performs certain investment advisory services on behalf of Matlin Partners pursuant to a certain Second Amended and Restated Investment Advisory Agreement, dated as of July 17, 2002 (the "Investment Advisory Agreement"), among Matlin Advisers, Matlin Partners Delaware and Matlin Partners Bermuda. Matlin Partners Delaware acquired the shares of common stock of ICG Communications, Inc. (the "Issuer") and the warrants to purchase shares of common stock of the Issuer that are the subject of this filing. - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 20 of 28 PAGES - ---------------------- ---------------------- MATERIALS TO BE FILED AS EXHIBITS Exhibit A. Joint Filing Agreement, dated as of October 30, 2003, by and among the Reporting Persons. [SIGNATURE PAGE FOLLOWS] - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 21 of 28 PAGES - ---------------------- ---------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 30, 2003 MATLINPATTERSON LLC By: /s/ Mark R. Patterson ------------------------------ Name: Mark R. Patterson Title: Member MATLINPATTERSON ASSET MANAGEMENT LLC By: /s/ Mark R. Patterson ------------------------------ Name: Mark R. Patterson Title: Chairman MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS L.P. By: MatlinPatterson Global Partners LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 22 of 28 PAGES - ---------------------- ---------------------- MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA) L.P. By: MatlinPatterson Global Partners LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P. By: LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL PARTNERS LLC By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL ADVISERS LLC By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Chairman - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 23 of 28 PAGES - ---------------------- ---------------------- DAVID J. MATLIN By: /s/ David J. Matlin -------------------------- Name: David J. Matlin MARK R. PATTERSON By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 24 of 28 PAGES - ---------------------- ---------------------- Exhibit A. Joint Filing Agreement, dated as of October 30, 2003, by and among the Reporting Persons - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 25 of 28 PAGES - ---------------------- ---------------------- EXHIBIT A JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(K)(1) This agreement, dated October 30, 2003, is made pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Act") by and among the parties listed below, each referred to herein as a "Joint Filer." The Joint Filers agree that a statement of beneficial ownership as required by Section 13(d) of the Act and the Rules thereunder may be filed on each of their behalf on Schedule 13D or Schedule 13G, as appropriate, and that said joint filing may thereafter be amended by further joint filings. The Joint Filers state that they each satisfy the requirements for making a joint filing under Rule 13d-1. [SIGNATURE PAGE FOLLOWS] - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 26 of 28 PAGES - ---------------------- ---------------------- SIGNATURE Dated: October 30, 2003 MATLINPATTERSON LLC By: /s/ Mark R. Patterson ------------------------------ Name: Mark R. Patterson Title: Member MATLINPATTERSON ASSET MANAGEMENT LLC By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Chairman MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS L.P. By: MatlinPatterson Global Partners LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 27 of 28 PAGES - ---------------------- ---------------------- MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS B, L.P. By: MatlinPatterson Global Partners LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL OPPORTUNITIES PARTNERS (BERMUDA) L.P. By: MatlinPatterson Global Partners LLC, its General Partner By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL PARTNERS LLC By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Director MATLINPATTERSON GLOBAL ADVISERS LLC By: /s/ Mark R. Patterson -------------------------- Name: Mark R. Patterson Title: Chairman - ---------------------- ---------------------- CUSIP NO. 449246206 13G Page 28 of 28 PAGES - ---------------------- ---------------------- DAVID J. MATLIN By: /s/ David J. Matlin ----------------------------- Name: David J. Matlin MARK R. PATTERSON By: /s/ Mark R. Patterson ----------------------------- Name: Mark R. Patterson -----END PRIVACY-ENHANCED MESSAGE-----